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Kentucky Local Compliance

State of Kentucky

At AQUALIS, we know Kentucky's sustainable water compliance standards and manage regulator relations for our clients.

It is our mission to help you become compliant with these stormwater, wastewater and drinking water regulations through inspections, maintenance, repairs and rehabilitation services. As your water compliance provider, we handle the regulatory guidelines specific to Kentucky and ensure that our services meet the highest compliant procedures to keep you in compliance with local regulators.

Last Updated 08/17/2026

Wastewater Discharge

All discharges to waters of the Commonwealth require a permit through the Kentucky Pollutant Discharge Elimination System (KPDES).  Such permits include effluent limitations that are developed from technology-based and water quality-based criteria.  The General Procedures for Limitations Development describes how the Division of Water determines what effluent limitations will be included in a KPDES permit and how those effluent limitations are developed.
 
KPDES forms and information for permit applications for Individual Permits, General Permits, Kentucky Inter-System Operations Permits, Kentucky No Discharge Operational Permits, and the One-Time Discharge Program are available below.  Click on the following link to review the surface water permit fees as established in 401 KAR 5:310.
 
The various types of discharge permits are listed in the table below. Review and download permit applications or go to each site linked in the table for more information

Kentucky Stormwater Laws and Regulations

The Clean Water Act (CWA) (1972) was amended to prohibit the discharge of any pollutant to the waters of the United States from a point source unless authorized by a National Pollutant Discharge Elimination System (NPDES) permit. Since amending the CWA in 1987, there is increasing evidence that there are additional and more diffuse sources of surface water pollution. Specifically, stormwater runoff draining large surface areas (agriculture and urban lands) were found to be major causes of water quality impairment and non-attainment of designated beneficial uses. The term “designated use” is a goal, defined for a water body as the uses society, through various units of governments, determines should be attained in the water body. The primary federal regulation pushing communities towards the goal of “fishable and swimmable water” is the Clean Water Act. Sections of the Clean Water Act which specifically are relevant to stormwater address: 

  • Regulation of stormwater discharges
  • Water quality standards for water bodies receiving stormwater runoff 
  • Implications of non-attainment of water quality standards

As part of the MS4 Phase II Final Rule promulgated by the U.S. Environmental Protection Agency (EPA) in 1999 (40 CFR 122.32), Departments of Transportation were identified as regulated MS4 entities. The KDOW regulated KYTC under the general stormwater permit (KYG20) as a co-permittee with other MS4s until the issuance of KYTC’s individual stormwater permit (KYS000003) effective October 1, 2012. Pursuant to KYS000003, KYTC is a Phase II regulated entity with authorization to discharge stormwater runoff into receiving waters of the Commonwealth. The permit applies to KYTC’s MS4 conveyances and outfalls to the Waters of the Commonwealth for KYTC facilities and rights-of-way located within the urbanized boundaries of the MS4s across the Commonwealth of Kentucky.

The primary objective of the permit is the reduction of pollutant discharges to the Maximum Extent Practicable (MEP) from facilities and rights-of-way covered under KYTC’s MS4 permit. KYTC is required under the 2012 MS4 Stormwater permit to address the following Minimum Control Measures (MCMs) by developing and implementing Best Management Practices (BMPs) which will allow KYTC to document its methods for improvements in runoff water quality and/or decreases in pollutants being discharged. The MCMs are listed below:

1. Public Education and Outreach Requirements

2. Public Involvement and Participation Requirements

3. Illicit Discharge Detection and Elimination

4. Construction Site Stormwater Runoff Control Requirements

5. Post-Construction in New Development and Redevelopment

6. Pollution Prevention/Good Housekeeping

7. Reporting and Records Retention

KYTC is to implement the practices, policies, procedures and stormwater controls contained in the permit and addressed in this plan throughout the regulated area. KYTC is required to develop and administer a Storm Water Quality Management Plan (SWQMP) and update as necessary to maintain compliance with the KPDES permit.

Other regulatory requirements also impact KYTC’s MS4 program. The Total Maximum Daily Load (TMDL) program, established under Section 303(d) of the Clean Water Act (33 USC 1313) focuses on identifying and restoring polluted rivers, streams, lakes and other surface waters. A TMDL is a written, quantitative assessment of water quality problems in a water body and contributing sources of pollution. The TMDL specifies the minimum amount of a pollutant that can exist in a waterbody for it to achieve its designated use and meet Water Quality Standards (WQS), allocates pollutant load reductions, and provides the basis for taking actions needed to restore the water quality.

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Frequently Asked Questions

Yes. All discharges to waters of the Commonwealth require authorization through the Kentucky Pollutant Discharge Elimination System, and that permit includes effluent limitations developed from both technology-based and water quality-based criteria. Kentucky offers several permit types depending on the situation, including Individual Permits, General Permits, Kentucky Inter-System Operations Permits and Kentucky No Discharge Operational Permits, so the right application depends on what kind of discharge a property is dealing with.

The Division of Water follows its published General Procedures for Limitations Development to set the specific effluent limitations included in each permit, weighing both what treatment technology can achieve and what the receiving water body’s own quality standards require. That dual approach means a permit’s limits aren’t arbitrary. They’re calibrated to the specific water body a discharge is entering, which is part of why permit requirements can vary meaningfully across different sites even for similar types of discharge.

A Total Maximum Daily Load is a written, quantitative assessment of a specific water body’s pollution problems, established under the Clean Water Act to identify and restore impaired rivers, streams and lakes. A TMDL sets the minimum amount of a given pollutant a waterbody can handle and still meet its designated use, then allocates reductions among the sources contributing to it. A property discharging into a water body with an active TMDL may face more specific pollutant limits than one discharging into an unimpaired stream, since the TMDL directly shapes what a downstream KPDES permit can allow.

The Kentucky Transportation Cabinet operates under its own individual MS4 stormwater permit, addressing seven required program areas, from illicit discharge detection to construction site runoff control and pollution prevention. It’s a useful reference point for private property owners too, since KYTC’s program illustrates the same core minimum control measures, like public education, post-construction runoff management and recordkeeping, that most municipal stormwater programs across Kentucky are built around at a smaller scale.

The information on this page is provided for general informational purposes only and is not legal advice. Regulations change frequently — AQUALIS makes no warranty as to the accuracy or completeness of this content, and any reliance on it is at your own risk. Consult a qualified professional or your local regulatory authority to confirm requirements applicable to your specific property.

Services Offered in State of Kentucky and Surrounding Area

retention pond and grass shore

Stormwater Management

AQUALIS provides comprehensive stormwater services across the United States. From inspection and maintenance to repairs and rehabilitations, AQUALIS manages water on your property so you do not have to.
lift station

Wastewater Management

AQUALIS offers sustainable wastewater solutions including inspection, maintenance and repairs.
Three people reviewing plans

Sustainable Water Engineering

AQUALIS provides sustainable engineering services, in states in which we are licensed, from concept through construction, working closely with our clients to identify and deliver their ideal solutions.
storm drain

Monitoring & Reporting

There are multiple requirements and records that need to be kept from your SWPPP to inspections and depending on your industry, stormwater sampling and analysis.
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Water Quality Testing

AQUALIS offers water quality testing for stormwater, wastewater and drinking water.

Case Studies

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Green Infrastructure Protects Bridges in Fox Point, Wis.

Severe erosion threatened twin bridges spanning a ravine overlooking Lake Michigan. AQUALIS combined green and gray infrastructure to stabilize the slopes and protect critical infrastructure.

Comprehensive Lift Station Overhaul Restores Sanitary Service at Industrial Facility in Mount Vernon, Wash. 

After years of continuous service, an industrial facility's sanitary lift station had reached the end of its serviceable life. AQUALIS executed a full overhaul, replacing the pumps, plumbing, controls and in-well hardware to return the station to reliable, code-compliant operation.
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Sanitary Lift Station Grinder Installation and System Reliability Improvement in Katy, Texas

AQUALIS addressed recurring sanitary lift station failures at a retail facility in Katy, TX, by identifying the upstream solids issue driving repeated emergency callouts. The project included installation of an inline Muffin Monster grinder, controls integration and full site restoration to improve system reliability and reduce reactive maintenance.
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Parking Lot Sinkhole Leads to Underground Pipeline Reconstruction in Springfield, Va.

A large sinkhole at a commercial property in Springfield, Virginia led to full reconstruction of the site’s underground stormwater detention system. AQUALIS managed the phased demolition, geotechnical evaluation, utility coordination and installation to restore long-term stability and performance.
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Manhole Root Intrusion Repair and System Assessment in Miami, Fla.

Sediment buildup, buried structures and root intrusion prompted a Miami shopping center to partner with AQUALIS to inspect, clean and restore key components of its stormwater system
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How Stormwater Pipe Inspection & UV Rehabilitation Restored Flow in New Bern, N.C.

A facility relies on an underground stormwater system to move runoff to a nearby retention basin. A 36-inch pipe plays a key role, but concerns emerged as flooding occurred during heavier rainfall.
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Facility Pond Shoreline Stabilization Addresses Erosion in Findlay, Ohio

Years of erosion driven by fluctuating pond levels and site runoff led to shoreline damage across this distribution property. AQUALIS implemented targeted repairs to stabilize the pond and restore stormwater control.
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Fixing Pond Erosion to Restore and Improve Stormwater Function in Mebane, N.C.

The customer requested maintenance of stormwater management principles located on the property. Lack of routine preventive maintenance had caused overgrowth, leading to insufficient stormwater systems.
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Upgrading Failing Lift Stations to Restore Stormwater Flow in Peru, Ind.

The three lift stations on this property had not been serviced in several years and were showing signs of deterioration. The property owner contacted AQUALIS to perform a full inspection and recommend repairs to restore reliable operation and prevent future system failures.
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Stormwater Repairs Ensure Regulatory Compliance in Charlotte, N.C.

Learn how AQUALIS completed stormwater system restoration ahead of a compliance audit, ensuring the property met regulatory standards and was fully prepared for inspection.
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Gate Valve Replacement Improves Stormwater Flow Control in Durham, N.C.

Learn how AQUALIS helped a high-traffic commercial property stay in compliance by replacing a critical stormwater valve, preventing costly backups and ensuring system functionality.
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Restoring Underground Detention Systems to Prevent Flooding in Morrisville, N.C.

AQUALIS restored stormwater systems at a restaurant after city inspections revealed deficiencies. The team ensured proper drainage, improved water quality and regulatory compliance.

Did you receive an NOV? Have an urgent need? We can help.

Notices of Violation (NOVs) or Corrective Notices should be taken seriously. Contact AQUALIS today to learn how to resolve the issue and comply with regulations.